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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-05 |
| IL | RA | APPROVED | 2019-10-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services,Inc. | Urbana | IL | 08/2012 | Present |
| Busey Trust Company | Urbana | IL | 09/2007 | 10/2018 |
| Raymond James Financial Services Advisors Inc. | Urbana | IL | 10/2019 | Present |
| Busey Bank | Urbana | IL | 11/2018 | Present |
(1)Name of Business: Busey Investment Services Address: 201 W Main St, Urbana, IL, 61801, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/31/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Meet with clients, prepare investment reviews, process trades and money movements, open new accounts, schedule reviews and check compliance alerts.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-22 |
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