Claudia Alyse Herman

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2026 → Present
  Morgan Stanley
  Chicago, IL
• 08/2015 → 06/2025
  Full-Time Education
  Chicago, IL
• 05/2023 → 05/2025
  The Hull Firm
  Austin, TX
• 05/2020 → 01/2022
  Lincoln Square Animal Hospital
  Chicago, IL
• 05/2024 → 08/2024
  Fiducient Advisors
  Chicago, IL
• 05/2023 → 05/2024
  Barry's Bootcamp
  Austin, TX
• 06/2021 → 08/2021
  Corepower Yoga
  Chicago, IL
• 06/2019 → 08/2019
  Loyola Academy
  Chicago, IL
• 06/2025 → 12/2025
  Unemployed
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2025-12-19

Other Names

• Claudia Herman