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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-17
FL RA APPROVED 2017-04-03
OH RA APPROVED 2009-04-24
  • TX RA
    APPROVED_RES
    Since 2017-05-17
  • FL RA
    APPROVED
    Since 2017-04-03
  • OH RA
    APPROVED
    Since 2009-04-24

Branch Locations

25550 Chagrin Blvd Ste 310, Beachwood, OH 44122 • United States

Orange Village, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co Beachwood OH 01/2009 Present
  • 01/2009 → Present
    Oppenheimer & Co
    Beachwood, OH
Other Businesses

1. FAMILY INVESTMENT COMPANY SHAREHOLDER OF MDA FINANCIAL INC., UNIVERSITY HOSPITALS. 11100 EUCLID AVE, CLEVELAND, OH 44106. 3/26/85 START DATE. 5 HOURS/MONTH OUTSIDE OF WORK. NON INVESTMENT RELATED. 2. GREATER CLEVELAND FOOD BANK, Community Engagement and Philanthropy Committee. NON-INVESTMENT RELATED 15500 SOUTH WATERLOO RD., CLEVELAND, OH 44110, 4/2018 START DATE, 1HR/MONTH AFTER HOURS -RESPONSIBILITIES INCLUDE PROVIDING DIRECTION AND GUIDANCE FOR COMMUNITY RELATIONS, GOALS, ADVISORY AND EVENTS 3. PORSCHE CLUB OF AMERICA-NON-INVESTMENT RELATED, CAR CLUB DEDICATED TO ENHANCING THE PORSCHE OWNERSHIP EXPERIENCE, PCA MEMBER SINCE 1995 AND PCA NATIONAL APPROVED HIGH PERFORMANCE DRIVER EDUCATION INSTRUCTOR, MAILING ADDRESS: PCA NATIONAL HEADQUARTERS, P.O. BOX 6400 COLUMBIA, MD 21045 PHYSICAL ADDRESS: 9689 GERWIG LANE, UNIT 4C/D COLUMBIA, MD 21046, APPROXIMATELY 0HRS/MONTH INSTRUCT, INSPIRE AND MOTIVATE DRIVERS IN A SAFE AND CONTROLLED CLOSED-COURSE ENVIRONMENT HELPING DRIVERS IMPROVE THEIR DRIVING ABILITIES AND ACQUIRE A BETTER UNDERSTANDING OF VEHICLE DYNAMICS AND DRIVING SAFETY. 4. MANAGING MEMBER OF ADAMRJ, LLC, A FAMILY INVESTMENT ENTITY. 5. CLEVELAND RACQUET CLUB MEMBER OF FINANCE COMMITTEE, NON-INVESTMENT RELATED. 29825 CHAGRIN BLVD, PEPPER PIKE, OH 44124. FAMILY ORIENTED PERMIER RACQUET, FITNESS + SOCIAL CLUB IN NORTHEAST OHIO. LESS THAN 1 HR./MONTH. HELPS ADVISE CLUB BOARD + MANAGEMENT ON INTERNAL BUDGETING + FINANCIALS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-23
  • S66 Uniform Combined State Law Examination
    2009-04-23

View on SEC IAPD

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