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Kenny Nhu Truong

Tiaa-Cref Individual & Institutional Services, LLC

Frisco, TX

Frisco, TX

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-28
  • TX RA
    APPROVED
    Since 2024-08-28

Branch Locations

3965 Dallas Parkway Frisco Regional, Frisco, TX 75034 • United States

Frisco, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp San Diego CA 07/2016 05/2019
Wells Fargo Clearing Services, Llc Georgetown TX 12/2019 06/2024
Unemployed Pflugerville TX 05/2019 12/2019
Tiaa-Cref Individual & Institutional Services, Llc Frisco TX 08/2024 Present
Tiaa Frisco TX 08/2024 Present
Unemployed Frisco TX 07/2024 07/2024
Previous Registrations
  • 2019-12-11 → 2024-06-21
    Wells Fargo Clearing Services, Llc
    Austin, TX
    Georgetown, TX
    Austin, TX
    Plano, TX
    Georgetown, TX
    Austin, TX
    Frisco, TX
  • 2016-07-25 → 2019-05-20
    Cuso Financial Services, L.P.
    Cedar Park, TX
    San Diego, CA
    Austin, TX
    Round Rock, TX
    Austin, TX
    Austin, TX
    Austin, TX
  • 2014-01-06 → 2016-07-20
    Wells Fargo Clearing Services, Llc
    Austin, TX
    Austin, TX
    San Antonio, TX
    Austin, TX
    Austin, TX
  • 2006-01-24 → 2006-09-14
    Wells Fargo Investments, Llc
    Carrollton, TX
    Denton, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-24
S66 Uniform Combined State Law Examination 2006-01-22
  • S65 Uniform Investment Adviser Law Examination
    2012-07-24
  • S66 Uniform Combined State Law Examination
    2006-01-22
Other Names
  • Phuc Nhu Truong
  • Kenny Truong
  • Kenny N Truong

View on SEC IAPD

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