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2850 Golf Road, Rolling Meadows, IL 60008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-29 |
Branch Locations
12750 Merit Drive, Suite 1000, Dallas, TX 75251 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Retirement Solutions | Southlake | TX | 12/2017 | 05/2019 |
| Pricewaterhousecoopers, Llp | Dallas | TX | 08/2017 | 11/2017 |
| Unemployed | Southlake | TX | 11/2017 | 12/2017 |
| Unemployed | Southlake | TX | 04/2017 | 08/2017 |
| Pricewaterhousecoopers, Llp | Raleigh | NC | 02/2017 | 04/2017 |
| Unemployed | Wake Forest | NC | 11/2016 | 02/2017 |
| Pricewaterhousecoopers, Llp | Raleigh | NC | 07/2016 | 11/2016 |
| Transamerica Investors Securities Corporation | Southlake | TX | 01/2018 | 05/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2019 | 09/2020 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2019 | 09/2020 |
| Fisher Investments | Plano | TX | 09/2020 | 07/2024 |
| Fisher Retirement Solutions Llc | Plano | TX | 07/2024 | 07/2025 |
| Gallagher Fiduciary Advisors, Llc | Rolling Meadows | IL | 07/2025 | Present |
the name of the other business; ROCKRIMMON HOMEOWNER'S ASSOCIATION whether the business is investment-related; NO the address of the other business; COLLEYVILLE, TX the nature of the other business; HOMEOWNERS ASSOCIATION your position; VICE PRESIDENT the start date of your relationship; 03/01/2019 the approximate number of hours/month you devote to the other business; ONE TO FIVE the number of hours you devote to the other business during securities trading hours; ZERO and briefly describe your duties relating to the other business; REPRESENT HOA AT MEETINGS, UPHOLD THE COVENANTS, APPROVE ARCHITECTURAL CHANGES, REVIEW AND MANAGE BUDGET & VENDORS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-02 |
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