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Raymond Joseph Kozicki

Midwest Financial Network, LLC

Tinley Park, IL

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Current Employers
Midwest Financial Network, Llc

17244 Oak Park Avenue, Tinley Park, IL 60477 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-03-23
IA RA APPROVED 2019-08-16
IL RA APPROVED 2019-08-07
  • IN RA
    APPROVED
    Since 2022-03-23
  • IA RA
    APPROVED
    Since 2019-08-16
  • IL RA
    APPROVED
    Since 2019-08-07

Branch Locations

17244 Oak Park Avenue, Tinley Park, IL 60477 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Chicago IL 02/2009 Present
Horter Investment Management, Llc Cincinnati OH 03/2015 08/2017
Evergreen Capital Management Omaha NE 08/2017 06/2019
Midwest Financial Network, Llc Tinley Park IL 03/2019 Present
Previous Registrations
Other Businesses

2009-Present: Insurance Agent/Insurance Related/Tinley Park, IL/Independent Insurance Agent/Provide insurance sales and services via unaffiliated issuers and agencies/Involves up to 20% time each month, including during traditional business hours.//

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-06
S63 Uniform Securities Agent State Law Examination 2005-11-22
  • S65 Uniform Investment Adviser Law Examination
    2014-09-06
  • S63 Uniform Securities Agent State Law Examination
    2005-11-22
Other Names
  • Ray Kozicki

View on SEC IAPD

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