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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-04-06
  • OH RA
    APPROVED
    Since 2026-04-06

Branch Locations

Westlake, OH • United States

429 Front Street, Berea, OH 44017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial Appleton WI 05/2026 Present
Thrivent Investment Management Inc Westlake OH 12/2025 Present
Keybank Westlake OH 06/2022 12/2025
Student Westlake OH 08/2012 05/2024
Thrivent Financial Appleton WI 01/2026 05/2026
  • 05/2026 → Present
    Thrivent Financial
    Appleton , WI
  • 12/2025 → Present
    Westlake, OH
  • 06/2022 → 12/2025
    Keybank
    Westlake, OH
  • 08/2012 → 05/2024
    Student
    Westlake, OH
  • 01/2026 → 05/2026
    Thrivent Financial
    Appleton, WI
Other Businesses

NORTH POINT EQUIPMENT LLC POSITION: Personal Assistant NATURE: Equipment Finance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 1809 Holdens Arbor Run, Westlake OH 44145, United States DESCRIPTION: Paperwork and filing for my fathers small business

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-02
  • S66 Uniform Combined State Law Examination
    2026-04-02

View on SEC IAPD

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