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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-02-19
  • MN RA
    APPROVED
    Since 2026-02-19

Branch Locations

Rosemount, MN • United States

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Wayzata MN 11/2025 Present
Full Time Education Fairbanks AK 08/2020 06/2024
Full Time Student At Augustana University Sioux Falls SD 07/2024 05/2025
Vermillion Wealth Management Rosemount MN 06/2025 08/2025
Full Time Student Farmington MN 09/2005 06/2018
Plum Tree Solutions Lakeville MN 05/2018 07/2020
Apx Hockey Mendota Heights MN 08/2025 10/2025
  • 11/2025 → Present
    Wayzata, MN
  • 08/2020 → 06/2024
    Full Time Education
    Fairbanks, AK
  • 07/2024 → 05/2025
    Full Time Student At Augustana University
    Sioux Falls, SD
  • 06/2025 → 08/2025
    Vermillion Wealth Management
    Rosemount, MN
  • 09/2005 → 06/2018
    Full Time Student
    Farmington, MN
  • 05/2018 → 07/2020
    Plum Tree Solutions
    Lakeville, MN
  • 08/2025 → 10/2025
    Apx Hockey
    Mendota Heights, MN
Other Businesses

(1) NAME OF ENTITY: APX Hockey ADDRESS: 950 Mendota Heights Rd, Mendota Heights, Minnesota 55120 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Apr 08, 2026 CAPACITY: Other DUTIES: Coaching summer hockey HOURS DEVOTED PER MONTH: 5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-19
  • S66 Uniform Combined State Law Examination
    2026-02-19

View on SEC IAPD

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