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Nora Haugh

Wells Fargo Clearing Services, LLC

Philadelphia, PA

Tarpon Springs, FL

CRD 8194806

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-04-16
  • PA RA
    APPROVED
    Since 2026-04-16

Branch Locations

100 N 18Th St 22Nd Fl [Wealth Mgmt], Philadelphia, PA 19103 • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Philadelphia PA 11/2025 Present
Wells Fargo Bank Philadelphia PA 11/2025 Present
Wells Fargo Bank Washington DC 01/2023 11/2025
Wells Fargo Bank Washington DC 10/2018 12/2022
Flag Media Analytics Washington DC 08/2018 10/2018
Whyte House Monograms Chevy Chase MD 05/2018 10/2018
Furman University Financial Aid Greenville SC 09/2015 05/2018
Furman University Greenville SC 08/2015 05/2018
  • 11/2025 → Present
    Wells Fargo Clearing Services
    Philadelphia, PA
  • 11/2025 → Present
    Wells Fargo Bank
    Philadelphia, PA
  • 01/2023 → 11/2025
    Wells Fargo Bank
    Washington, DC
  • 10/2018 → 12/2022
    Wells Fargo Bank
    Washington, DC
  • 08/2018 → 10/2018
    Flag Media Analytics
    Washington, DC
  • 05/2018 → 10/2018
    Whyte House Monograms
    Chevy Chase, MD
  • 09/2015 → 05/2018
    Furman University Financial Aid
    Greenville, SC
  • 08/2015 → 05/2018
    Furman University
    Greenville, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-16
  • S66 Uniform Combined State Law Examination
    2026-04-16
Other Names
  • Nora Duesterhaus

View on SEC IAPD

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GLENMEDE INVESTMENT MANAGEMENT, LP · PHILADELPHIA, PA
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GLOBAL ADVISERS, LLC · PHILADELPHIA, PA

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