Ralph Iverson Paul

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-03-17
NY	RA	APPROVED	2026-02-02

Branch Locations

2095 Ralph Ave, Brooklyn, NY 11234 • United States

2001 Rockaway Plwy, Brooklyn, NY 11236 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Brooklyn	NY	09/2023	Present
Old Navy	Brooklyn	NY	11/2020	09/2023
Victory Collegiate High School	Brooklyn	NY	01/2018	06/2020
Baruch College	New York	NY	06/2020	11/2020
Nouveau College Bird	Port-Au-Prince		01/2015	01/2018
Bank Of America, N.A.	Brooklyn	NY	12/2025	Present

09/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Brooklyn, NY
11/2020 → 09/2023

Old Navy

Brooklyn, NY
01/2018 → 06/2020

Victory Collegiate High School

Brooklyn, NY
06/2020 → 11/2020

Baruch College

New York, NY
01/2015 → 01/2018

Nouveau College Bird

Port-Au-Prince
12/2025 → Present

Bank Of America, N.A.

Brooklyn, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-02-02