Katie E. Johnson

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Festus, MO
• 06/2024 → 11/2025
  Midwest Bankcentre
  St. Louis, MO
• 07/2023 → 06/2024
  Regions
  Arnold, MO
• 08/2021 → 07/2023
  Commerce Bank
  Festus, MO
• 04/2021 → 08/2021
  Sana Lake
  Dittmer, MO
• 06/2019 → 04/2021
  Commerce Bank
  Festus, MO
• 06/2017 → 04/2018
  Main And Mill Brewing Company
  Festus, MO
• 08/2012 → 01/2017
  Jefferson R7 School District
  Festus, MO
• 04/2017 → 06/2017
  Ardagh Glass Inc
  Pevely, MO
• 01/2017 → 04/2017
  Unemployeed
  Festus, MO
• 04/2018 → 06/2019
  Unemployed
  Festus, MO
• 10/2015 → 06/2017
  Western Governors University
  St. Louis, MO
• 10/2017 → 11/2017
  Mercy Health
  Festus, MO
• 01/2026 → Present
  Bank Of America, N.A.
  Festus, MO

Exams

• S66 Uniform Combined State Law Examination
  2026-02-26

Other Names

• Katie E Dowd
• Johnson E Katie
• Katie E Timbrook
• Katie E Lipps
• Katie Elizabeth Lipps