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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-03 |
| NY | RA | APPROVED | 2026-02-02 |
Branch Locations
9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States
75 Rockefeller Plz Adp- Home Office, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 07/2024 | Present |
| Bank Of America | East Islip | NY | 07/2024 | 11/2025 |
| Kixspace Llc | Centereach | NY | 08/2019 | 05/2024 |
| Dr. Timothy Groth, Md | Smithtown | NY | 07/2016 | 09/2017 |
| Suffolk County Community College | Selden | NY | 09/2013 | 05/2017 |
| Stony Brook University | Stony Brook | NY | 05/2024 | 07/2024 |
| Suffolk County Community College | Selden | NY | 01/2019 | 12/2020 |
| Stony Brook University | Stony Brook | NY | 01/2021 | 07/2023 |
| Stony Brook University | Stony Brook | NY | 08/2024 | Present |
| Unemployed | South Setauket | NY | 10/2017 | 12/2018 |
| Bank Of America, N.A. | New York | NY | 01/2026 | Present |
I*2386258, Entity Type For Profit, Name of OBA: KixSpace LLCAddress:South Setauket NY, 11720 Investment Related:No Position, Title, Association: Owner Employee Start Date: 08/01/2019 No Hours: 0 No Hours during trading: 0 Duties: I was the owner and operator of the retail arbitrage business. Sourcing inventory with intention to sell for profit. Operations ceased in May of 2024 and since that time, I have had no commitments to the business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-28 |
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