Best Investors Account Sign in
Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-03
NY RA APPROVED 2026-02-02
  • TX RA
    APPROVED
    Since 2026-02-03
  • NY RA
    APPROVED
    Since 2026-02-02

Branch Locations

9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States

75 Rockefeller Plz Adp- Home Office, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 07/2024 Present
Bank Of America East Islip NY 07/2024 11/2025
Kixspace Llc Centereach NY 08/2019 05/2024
Dr. Timothy Groth, Md Smithtown NY 07/2016 09/2017
Suffolk County Community College Selden NY 09/2013 05/2017
Stony Brook University Stony Brook NY 05/2024 07/2024
Suffolk County Community College Selden NY 01/2019 12/2020
Stony Brook University Stony Brook NY 01/2021 07/2023
Stony Brook University Stony Brook NY 08/2024 Present
Unemployed South Setauket NY 10/2017 12/2018
Bank Of America, N.A. New York NY 01/2026 Present
  • 07/2024 → Present
    New York, NY
  • 07/2024 → 11/2025
    Bank Of America
    East Islip, NY
  • 08/2019 → 05/2024
    Kixspace Llc
    Centereach, NY
  • 07/2016 → 09/2017
    Dr. Timothy Groth, Md
    Smithtown, NY
  • 09/2013 → 05/2017
    Suffolk County Community College
    Selden, NY
  • 05/2024 → 07/2024
    Stony Brook University
    Stony Brook, NY
  • 01/2019 → 12/2020
    Suffolk County Community College
    Selden, NY
  • 01/2021 → 07/2023
    Stony Brook University
    Stony Brook, NY
  • 08/2024 → Present
    Stony Brook University
    Stony Brook, NY
  • 10/2017 → 12/2018
    Unemployed
    South Setauket, NY
  • 01/2026 → Present
    Bank Of America, N.A.
    New York, NY
Other Businesses

I*2386258, Entity Type For Profit, Name of OBA: KixSpace LLCAddress:South Setauket NY, 11720 Investment Related:No Position, Title, Association: Owner Employee Start Date: 08/01/2019 No Hours: 0 No Hours during trading: 0 Duties: I was the owner and operator of the retail arbitrage business. Sourcing inventory with intention to sell for profit. Operations ceased in May of 2024 and since that time, I have had no commitments to the business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-28
  • S66 Uniform Combined State Law Examination
    2026-01-28
Other Names
  • Nicholas Fernandez

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Jacksonville, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor