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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-21
NJ RA APPROVED 2026-05-20
  • TX RA
    APPROVED
    Since 2026-05-21
  • NJ RA
    APPROVED
    Since 2026-05-20

Branch Locations

1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 11/2025 Present
Keller Williams Premier Robbinsville NJ 01/2025 11/2025
C&C Maintenance Garden City GA 02/2022 12/2024
Maruca's Tomato Pies Seaside Heights NJ 05/2018 01/2022
The Stone Terrace Hamilton NJ 01/2013 04/2018
Amazon.cOm Robbinsville NJ 04/2017 05/2017
  • 11/2025 → Present
    Pennington, NJ
  • 01/2025 → 11/2025
    Keller Williams Premier
    Robbinsville, NJ
  • 02/2022 → 12/2024
    C&C Maintenance
    Garden City, GA
  • 05/2018 → 01/2022
    Maruca's Tomato Pies
    Seaside Heights, NJ
  • 01/2013 → 04/2018
    The Stone Terrace
    Hamilton, NJ
  • 04/2017 → 05/2017
    Amazon.cOm
    Robbinsville, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-19
  • S66 Uniform Combined State Law Examination
    2026-05-19
Other Names
  • Michael Aaron Remboski

View on SEC IAPD

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