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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-13 |
| CA | RA | APPROVED | 2026-03-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 02/2019 | Present |
| Dose Of Colors | Los Angeles | CA | 06/2017 | 11/2018 |
| Mcdonalds | Los Angeles | CA | 03/2017 | 05/2017 |
| Blurry Bike Shop | Los Angeles | CA | 07/2016 | 01/2017 |
| Unemployed | Los Angeles | CA | 12/2018 | 01/2019 |
| Bank Of America, N.A. | Los Angeles | CA | 02/2026 | Present |
I*1710294 Entity Type: Entity For Profit Name of OBA: Nomadic Venture Address: Los Angeles, California, 90019 Investment Related: No Position, Title, Association: General Partner/Managing Member,Owner Employee Start Date: 01/25/2024 Number of Hours: 4, Weekly Number of Hours during trading: 0, Weekly Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-30 |
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