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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-03-16 |
Branch Locations
5605 Carnegie Blvd Ste 240, Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United States Air Force | Tokyo | 03/2015 | 01/2019 | |
| United States Air Force | Abilene | TX | 01/2019 | 03/2021 |
| Uber | Charlotte | NC | 11/2025 | 12/2025 |
| Uber | Richmond | VA | 03/2021 | 08/2025 |
| Lpl Enterprise, Llc | Charlotte | NC | 12/2025 | Present |
1. 11/21/2025 - ALEXANDER FOREST, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Charlotte, NC - OBA Start Date:11/03/2025 2. 11/21/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Charlotte, NC - OBA Start Date:11/03/2025 3. 11/21/2025 - Uber / DoorDash - Rideshare - Not Inv Related - 20 Hour(s)/Month - 00 Hour(s) During Trading - San Francisco, CA - OBA Start Date:11/03/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-16 |
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