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Brian N Tucker

J.P. Morgan Securities LLC

Palo Alto, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-28
  • CA RA
    APPROVED
    Since 2025-02-28

Branch Locations

2100 El Camino Real, Palo Alto, CA 94306 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Bank Palo Alto CA 08/2007 Present
First Republic Securities Company, Llc Palo Alto CA 02/2013 Present
J.P. Morgan Securities Llc Palo Alto CA 09/2023 Present
  • 08/2007 → Present
    First Republic Bank
    Palo Alto, CA
  • 02/2013 → Present
    First Republic Securities Company, Llc
    Palo Alto, CA
  • 09/2023 → Present
    J.P. Morgan Securities Llc
    Palo Alto, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-28
S63 Uniform Securities Agent State Law Examination 2013-10-11
  • S66 Uniform Combined State Law Examination
    2025-02-28
  • S63 Uniform Securities Agent State Law Examination
    2013-10-11

View on SEC IAPD

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