Nitin Sai Mamidi

Ubs Financial Services Inc.

CRD 8193060

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-04-08

TX RA
APPROVED

Since 2026-04-08

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

4400 Post Oak Parkway 17Th Floor, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
University Of California, San Diego	La Jolla	CA	10/2024	06/2025
Ccusa	San Rafael	CA	06/2024	09/2024
Ubs Financial Services Inc	Houston	TX	01/2026	Present
Postal Annex	Novato	CA	06/2016	09/2022
San Marin High School	Novato	CA	09/2016	06/2020
Unemployed	Novato	CA	07/2025	01/2026
Unemployed	Novato	CA	09/2022	06/2024

10/2024 → 06/2025

University Of California, San Diego

La Jolla, CA
06/2024 → 09/2024

Ccusa

San Rafael, CA
01/2026 → Present

Ubs Financial Services Inc

Houston, TX
06/2016 → 09/2022

Postal Annex

Novato, CA
09/2016 → 06/2020

San Marin High School

Novato, CA
07/2025 → 01/2026

Unemployed

Novato, CA
09/2022 → 06/2024

Unemployed

Novato, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-04-08

S66 Uniform Combined State Law Examination

2026-04-08

View on SEC IAPD

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