Joshua Cory Swaim

Employer firm

Credit Union Investment Services CRD 144871

$111.0K regulatory AUM 36,300 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2022 → Present
  State Employees' Credit Union
  Clemmons, NC
• 05/2021 → 07/2022
  Amerilife
  Winston Salem, NC
• 03/2014 → 02/2022
  Yadkin County Emergency Services
  Yadkinville, NC
• 07/2022 → Present
  Secu Life Insurance Company
  Raleigh, NC
• 11/2025 → Present
  Secu Brokerage Services
  Raleigh, NC
• 04/2026 → Present
  Credit Union Investment Services
  Raleigh, NC

Other Businesses

SECU Life Insurance Company. Investment related business. Address: Raleigh, NC. Nature: life insurance. Title: Agent. Start date: 11/2025. Duties and time (some during securities trading hours) as required in conjunction with position at State Employees' Credit Union. State Employees' Credit Union. Investment related business. Nature: financial services. OSJ office address: Raleigh, NC. Title: Financial Advisory Services Specialist. Start date 11/2025. Duties: provide financial services to eligible members and provide opportunities for members to improve their economic and social condition.

Exams

• S66 Uniform Combined State Law Examination
  2026-06-22