Lee Crocker

Employer firm

Rfg Advisory, LLC CRD 158401

$7.97B regulatory AUM 12 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 10/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 09/2009 → 10/2018
  Bank Of America, Na
  San Francisco, CA
• 10/2018 → Present
  Private Client Services
  San Francisco, CA
• 10/2018 → Present
  Rfg Advisory, Llc
  Vestavia Hills, AL

Previous Registrations

• 2009-01-16 → 2018-10-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 2007-07-16 → 2009-01-20
  Wells Fargo Clearing Services, Llc
  San Francisco, CA

Other Businesses

1) LANDSCAPE WEALTH ADVISORS, LLC. 465 California Street, 7th Floor, Suite 40, San Francisco, CA 94104. DBA. FOUNDING PARTNER. 180 HOURS/MO; 140 DURING TRADING HOURS. 2) RFG ADVISORY, LLC. 1400 URBAN CENTER DRIVE, SUITE 475, VASTAVIA HILLS, AL 35242. RIA. FINANCIAL ADVISOR. 180 HOURS/MO; 140 DURING TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2007-03-13

Designations

• Certified Financial Planner

Other Names

• Lee Crocker
• Lee Bigelow Crocker