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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-26 |
Branch Locations
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Orange | TX | 11/2025 | Present |
| Wells Fargo Bank, Na | Orange | TX | 07/2021 | Present |
| Bank Of America | Beaumont | TX | 12/2020 | 07/2021 |
| Wells Fargo Bank, Na | Orange | TX | 09/2019 | 12/2020 |
| Unemployed | Anacoco | LA | 06/2019 | 09/2019 |
| Strayer University | Virginia Beach | VA | 01/2017 | 06/2019 |
| The Childrens Place | Virginia Beach | VA | 09/2016 | 04/2017 |
| Unemployed | Orange | TX | 12/2013 | 09/2016 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2026-03-04 |
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