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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-04-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Bank | Rochester | NY | 03/2015 | Present |
| Lpl Financial | Rochester | NY | 12/2025 | Present |
1) 10/30/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name M&T Financial Services / Inv Related / At reported business location (s) 2) 10/30/2025 - M&T Bank / Financial Institution Duty / Regional Sales Manager / Inv Related / Rochester NY 14604 / Start date 03/15/2015 - 160 hrs per month - 100 % time spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-14 |
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