Morgan Alexis Romo

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2025 → Present
  Nuveen Securities, Llc
  Chicago, IL
• 11/2025 → Present
  Nuveen Asset Management, Llc
  Chicago, IL
• 06/2023 → 08/2023
  Tiaa
  Charlotte, NC
• 07/2021 → 08/2021
  North Fork Roasting Company
  Westhampton Beach, NY
• 09/2020 → 05/2024
  Washington University In St. Louis
  St. Louis, MO
• 09/2013 → 06/2020
  Chapin School
  New York, NY
• 06/2024 → 11/2025
  Nuveen
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2026-03-18

Other Names

• Morgan Romo