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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-02-16 |
| TX | RA | APPROVED | 2022-02-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Houston | TX | 10/2012 | 02/2022 |
| Chasing Light Photography | Cave Creek | AZ | 05/2016 | 01/2018 |
| Morgan Stanley Smith Barney Llc | Phoenix | AZ | 02/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 05/2022 | Present |
*534754 - C-Suite Comp; Investment related No; Houston, Texas; Technology; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 01/2023; During business hours: 2; After business hours: 2; Business Development/Growth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-18 |
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