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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-04-14 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T | Suffolk | VA | 08/2014 | 01/2019 |
| Bb&T Investment Services, Inc. | Charlotte | NC | 08/2014 | 02/2021 |
| Bb&T Securities, Llc | Richmond | VA | 01/2018 | 02/2021 |
| Bb&T | Chesapeake | VA | 01/2019 | 02/2021 |
| Truist Investment Services, Inc. | Virginia Beach | VA | 02/2021 | 01/2023 |
| Truist Advisory Services, Inc. | Atlanta | GA | 02/2021 | 01/2023 |
| Truist Investment Services, Inc. | Chesapeake | VA | 01/2023 | 11/2023 |
| Truist Advisory Services, Inc. | Chesapeake | VA | 01/2023 | 11/2023 |
| Lincoln Investment | Fort Washington | PA | 11/2023 | 03/2026 |
| Capital Analysts | Fort Washington | PA | 11/2023 | 03/2026 |
| Lpl Financial Llc | Moyock | NC | 04/2026 | Present |
1.08/12/2026; Hometown Legacy Solutions LLC; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 08/06/2026; 7hrs/mth; 0hrs during trading 2.08/14/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Hometown Wealth, LLC; Investment Related; at Reported Business Location(s); Start Date 04/27/2026; 160hrs/mth; 160hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-28 |
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