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Peter Sposato

Charles Schwab & Co., Inc.

New York City, NY

CRD 8189174

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-04-24
  • NY RA
    APPROVED
    Since 2026-04-24

Branch Locations

60 E 42Nd St Ground Floor, New York City, NY 10165-0007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Greater New York Agency Mount Kisco NY 05/2022 09/2022
Harrison Recreation Department Harrison NY 11/2019 12/2025
Greater New York Agency Mount Kisco NY 10/2025 01/2026
Charles Schwab & Co., Inc. New York NY 01/2026 Present
Full Time Education Harrison NY 09/2015 06/2021
  • 05/2022 → 09/2022
    Greater New York Agency
    Mount Kisco, NY
  • 11/2019 → 12/2025
    Harrison Recreation Department
    Harrison, NY
  • 10/2025 → 01/2026
    Greater New York Agency
    Mount Kisco, NY
  • 01/2026 → Present
    Charles Schwab & Co., Inc.
    New York, NY
  • 09/2015 → 06/2021
    Full Time Education
    Harrison, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-24
  • S66 Uniform Combined State Law Examination
    2026-04-24

View on SEC IAPD

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JOSEPH MICHAEL CANTORE
PATRICK FRUZZETTI
Benjamin James Johnston

Nearby Offices

HIGHTOWER ADVISORS, LLC · New York City, NY
CIBC PRIVATE WEALTH ADVISORS, INC. · New York, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · NEW YORK, NY

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