Best Investors Account Sign in
Current Employers
Cavanal Hill Investment Management, Inc.

One Williams Center 15Th Floor, Tulsa, OK 74172-0172 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2021-05-18
LA RA APPROVED 2021-05-17
MS RA APPROVED 2021-05-14
AL RA APPROVED 2021-05-13
NC RA APPROVED 2019-08-27
MD RA APPROVED 2019-08-21
SC RA APPROVED 2019-08-21
VA RA APPROVED 2019-08-21
GA RA APPROVED 2017-05-23
FL RA APPROVED 2017-05-12
OK RA APPROVED 2017-05-01
  • AR RA
    APPROVED
    Since 2021-05-18
  • LA RA
    APPROVED
    Since 2021-05-17
  • MS RA
    APPROVED
    Since 2021-05-14
  • AL RA
    APPROVED
    Since 2021-05-13
  • NC RA
    APPROVED
    Since 2019-08-27
  • MD RA
    APPROVED
    Since 2019-08-21
  • SC RA
    APPROVED
    Since 2019-08-21
  • VA RA
    APPROVED
    Since 2019-08-21
  • GA RA
    APPROVED
    Since 2017-05-23
  • FL RA
    APPROVED
    Since 2017-05-12
  • OK RA
    APPROVED
    Since 2017-05-01

Branch Locations

One Williams Center 15Th Floor, Tulsa, OK 74172-0172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stadion Money Management Watkinsville GA 08/2015 09/2016
Alps Distributors, Inc. Denver CO 09/2015 09/2016
Cavanal Hill Investment Management, Inc. Tulsa OK 05/2017 Present
Unemployed Tampa FL 10/2016 04/2017
Cavanal Hill Distributors, Inc. Tulsa OK 05/2017 Present
  • 08/2015 → 09/2016
    Stadion Money Management
    Watkinsville, GA
  • 09/2015 → 09/2016
    Alps Distributors, Inc.
    Denver, CO
  • 05/2017 → Present
    Tulsa, OK
  • 10/2016 → 04/2017
    Unemployed
    Tampa, FL
  • 05/2017 → Present
    Cavanal Hill Distributors, Inc.
    Tulsa, OK
Previous Registrations
  • 2006-11-29 → 2007-08-17
    Allianz Global Investors Managed Accounts Llc
    Stamford, CT
  • 2005-11-03 → 2006-05-24
    Morgan Stanley Dw Inc.
    Danbury, CT
    Danbury, CT
Other Businesses

Name: BOK Financial Address: One Williams Center, 15th Floor, Tulsa OK 74172 Inv rel: Y Start: 05/2017 Position: VP, External Wholesaler Nature of OBA: Financial Institution Hrs/mo: less than 2 Hrs/mo trade: less than 2 Description of duties: Maintains the requisite title of Vice President with BOK Financial, the parent company of Cavanal Hill Distributors. On occasion may receive some compensation for business referrals to BOK Financial affiliates. Generally accounts for less than 5% of total compensation and time in any given year.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-03
S66 Uniform Combined State Law Examination 2005-11-02
  • S65 Uniform Investment Adviser Law Examination
    2016-09-03
  • S66 Uniform Combined State Law Examination
    2005-11-02

View on SEC IAPD

More in Tulsa, OK

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor