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Inactive

Scott Torocco

First Trust Advisors LP

Wheaton, IL

Franklin, TN

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-11-12
IL RA APPROVED 2025-11-11
  • TN RA
    APPROVED
    Since 2025-11-12
  • IL RA
    APPROVED
    Since 2025-11-11

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

5000 Meridian Blvd Suite 500, Franklin, TN 37067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Wheaton IL 11/2025 Present
First Trust Advisors L.P. Wheaton IL 11/2025 Present
Builders Mutual Raleigh NC 02/2024 10/2025
Employers Insurance Reno NV 01/2022 02/2024
East Coast Risk Management N Huntingdon PA 06/2021 12/2021
Method Insurance Nashville TN 06/2020 05/2021
Nationwide Insurance Columbus OH 07/2017 06/2020
To The T Renovations Ft Myers FL 01/2016 06/2018
Fccl Insurance Sarasota FL 09/2013 07/2017
  • 11/2025 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 11/2025 → Present
    First Trust Advisors L.P.
    Wheaton, IL
  • 02/2024 → 10/2025
    Builders Mutual
    Raleigh, NC
  • 01/2022 → 02/2024
    Employers Insurance
    Reno, NV
  • 06/2021 → 12/2021
    East Coast Risk Management
    N Huntingdon, PA
  • 06/2020 → 05/2021
    Method Insurance
    Nashville, TN
  • 07/2017 → 06/2020
    Nationwide Insurance
    Columbus, OH
  • 01/2016 → 06/2018
    To The T Renovations
    Ft Myers, FL
  • 09/2013 → 07/2017
    Fccl Insurance
    Sarasota, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-29
  • S65 Uniform Investment Adviser Law Examination
    2025-10-29

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
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