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343 Daniel Zenker Drive, Horseheads, NY 14845 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-11-29 |
Branch Locations
343 Daniel Zenker Drive, Horseheads, NY 14845 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John G. Ullman & Associates, Inc. | Horseheads | NY | 06/2025 | Present |
| Colgate University | Hamilton | NY | 10/2023 | 05/2025 |
| Ithaca College | Ithaca | NY | 08/2017 | 05/2025 |
| Yale University | New Haven | NY | 08/2012 | 06/2017 |
| Self-Employed Musician/Vocalist | Ithaca | NY | 06/1999 | Present |
Name of other business: Dann Coakwell, tenor ?Investment related?: No ?Address of other business: 13 Muzzy Rd Unit B, Ithaca, NY 14850 (USA) Nature of other business: Professional musician (singer/vocalist) Position, title, or other relationship with the other business: Owner/Sole Proprietor (Schedule C Profit/loss)?Approximate number of hours/month devoted to other business: 15 (average) Start date of relationship: June 1999 Number of hours devoted to other business during securities trading hours: typically zero (0), with rare exceptions Briefly describe duties: Freelance professional classical singer (chamber/concert/oratorio/opera music), with Schedule C business profit/ loss only. Typically hired as an independent contractor by music organizations around the world, but primarily function in the lower 48 states of the USA. Typically the hired tenor soloist or small ensemble member with a concert work, consisting of (can include, but not limited to) vocal soloists, instrumentalists (chamber and/or large orchestras), vocal ensembles/chorus. These are typically non-profit organizations (including, but not limited to: 501(c)(3) organizations).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-11-29 |
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