Best Investors Account Sign in

Jerry Lee Brouwer

Cetera Investment Advisers LLC

Ripon, CA

CRD 4989525

Claim This Profile
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-29
CA RA APPROVED 2012-04-10
  • TX RA
    APPROVED_RES
    Since 2022-11-29
  • CA RA
    APPROVED
    Since 2012-04-10

Branch Locations

Ripon, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 04/2012 Present
Cetera Investment Advisers Llc Schaumburg IL 04/2012 Present
Jerry Brouwer Financial Services Ripon CA 04/2013 Present
Jerry Brouwer Tax Inc Ripon CA 08/2018 Present
  • 04/2012 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 04/2012 → Present
    Schaumburg, IL
  • 04/2013 → Present
    Jerry Brouwer Financial Services
    Ripon, CA
  • 08/2018 → Present
    Jerry Brouwer Tax Inc
    Ripon, CA
Previous Registrations
  • 2007-03-09 → 2011-12-31
    1St Global Advisors Inc
    Ripon, CA
Other Businesses

1)NAME OF OTHER BUSINESS: JERRY BROUWER FINANCIAL SERVICES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX AND BUSINESS SERVICES, START DATE: 4/2013, APX NUMBER OF HOURS PER WEEK: 30, APX NUMBER OF TRADING HOURS PER WEEK: 30, POSITION/TITLE/RELATIONSHIP: OWNER, BRIEF DESCRIPTION OF DUTIES: TAX PREPERATION, BOOKKEEPING, AND BUSINESS SERVICES; 2)NAME OF OTHER BUSINESS: JERRY BROUWER PROPERTIES, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: RESIDENTIAL RENTAL, START DATE: 7/2013, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF TRADING HOURS PER WEEK: 1, POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER, BRIEF DESCRIPTION OF DUTIES: PROPERTY MANAGER; 3)NAME OF OTHER BUSINESS: JERRY BROUWER TAX INC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX AND BUSINESS SERVICES ; START DATE: 08/2018 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: TAX, BOOKKEEPING AND BUSINESS SERVICES ;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-09
  • S66 Uniform Combined State Law Examination
    2007-02-09

View on SEC IAPD

More in Ripon, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor