Mark Charles Sullivan

Employer firm

Clinton Investment Management, LLC CRD 143599

$3.91B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 11/2016
  Bha Select Network, Llc
  Southborough, MA
• 07/2014 → 11/2016
  Brighton House Associates, Llc
  Southborough, MA
• 03/2017 → 07/2017
  Wells Fargo Funds Distributor, Llc
  Boston, MA
• 11/2016 → 03/2017
  Unemployed
  Hanover, MA
• 07/2017 → Present
  Clinton Investment Management
  Stamford, CT

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-07-31
• S63 Uniform Securities Agent State Law Examination
  2005-09-09

Other Names

• Mark Charles Sullivan
• Mark Sullivan