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Rock Elijah Frost

Wells Fargo Clearing Services, LLC

Greenville, SC

Columbia, SC

CRD 8188140

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-02-06
  • SC RA
    APPROVED
    Since 2026-02-06

Branch Locations

1720 Woodruff Rd, Greenville, SC 29607 • United States

1320 Main St Ste 600, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Greenville SC 11/2025 Present
Wells Fargo Bank, Na Greenville SC 01/2025 Present
Hilton Resorts Corporation Inc Las Vegas NV 08/2022 09/2024
Whitney'S Water Systems Logandale NV 09/2021 06/2022
Vivint Overton NV 05/2021 08/2021
None Las Vegas NV 04/2020 05/2021
Hilton Resorts Corporation Inc Las Vegas NV 01/2019 03/2020
Otto Trading Inc Las Vegas NV 10/2015 12/2018
None Simpsonville SC 09/2024 01/2025
  • 11/2025 → Present
    Wells Fargo Clearing Services, Llc
    Greenville, SC
  • 01/2025 → Present
    Wells Fargo Bank, Na
    Greenville, SC
  • 08/2022 → 09/2024
    Hilton Resorts Corporation Inc
    Las Vegas, NV
  • 09/2021 → 06/2022
    Whitney'S Water Systems
    Logandale, NV
  • 05/2021 → 08/2021
    Vivint
    Overton, NV
  • 04/2020 → 05/2021
    None
    Las Vegas, NV
  • 01/2019 → 03/2020
    Hilton Resorts Corporation Inc
    Las Vegas, NV
  • 10/2015 → 12/2018
    Otto Trading Inc
    Las Vegas, NV
  • 09/2024 → 01/2025
    None
    Simpsonville, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-06
S63 Uniform Securities Agent State Law Examination 2026-01-14
  • S65 Uniform Investment Adviser Law Examination
    2026-02-06
  • S63 Uniform Securities Agent State Law Examination
    2026-01-14
Other Names
  • Rock Frost

View on SEC IAPD

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