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610 Market Street, Philadelphia, PA 19106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-12-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Delaware Distributors, L.P. | Philadelphia | PA | 11/2025 | Present |
| Uries Waterfront | Wildwood | NJ | 06/2021 | 09/2025 |
| Sunrise Brokers | New York City | NY | 06/2024 | 07/2024 |
| Lower Cape May Regional School District | Cape May | NJ | 08/2015 | 06/2021 |
| Nomura Capital Management Llc | Philadelphia | PA | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2025-07-07 |
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