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Megan L Leigh Smith

Ubs Financial Services Inc.

Dallas, TX

Dallas, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-07-07
  • TX RA
    APPROVED
    Since 2008-07-07

Branch Locations

100 Crescent Court Suite 400, Dallas, TX 75201 • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Dallas TX 06/2008 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-09-08
S66 Uniform Combined State Law Examination 2005-12-22
  • S65 Uniform Investment Adviser Law Examination
    2008-09-08
  • S66 Uniform Combined State Law Examination
    2005-12-22
Other Names
  • Megan Leigh Federicks
  • Megan Leigh Fredericks
  • Megan Leigh Smith

View on SEC IAPD

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