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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Us Navy | San Diego | CA | 10/2007 | 05/2025 |
| Blackstone | New York | NY | 05/2025 | 08/2025 |
| Lpl Financial Llc | Coronado | CA | 12/2025 | Present |
| Us Navy Reserves | Coronado | CA | 09/2025 | 11/2025 |
1) 11/2025 - BENTLEY FINANCIAL MANAGEMENT / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 2) 11/2025 - US NAVY RESERVE / Outside/W-2 Employment / SEAL Troop Commander / Non Inv Related / San Diego CA 92155 / Start date 05/01/2025 - 10 hrs per month - 5 % time spent percent 3) 11/2025 - Real Estate Rental / Coronado CA, 92118 / Inv Related / Start date 05/012025 - 1 hrs per month - 1% time spent percent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-25 |
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