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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-11-14
  • MA RA
    APPROVED
    Since 2024-11-14

Branch Locations

257 Turnpike Rd Suite 300, Southborough, MA 01772 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Marlborough MA 07/2005 Present
Pruco Securities, Llc. Marlborough MA 07/2005 11/2024
Unemployed Ashland MA 02/2005 Present
Lpl Enterprise, Llc Marlborough MA 11/2024 Present
  • 07/2005 → Present
    Prudential Insurance Company Of America
    Marlborough, MA
  • 07/2005 → 11/2024
    Marlborough, MA
  • 02/2005 → Present
    Unemployed
    Ashland, MA
  • 11/2024 → Present
    Marlborough, MA
Previous Registrations
Other Businesses

1) 03/05/2025- Librty Mutual Comparion agency- Property and Casualty- Sell of personal P@C products- inv. related- at Framingham, MA- start date 01/01/2025- 5hrs/mnth-5hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-29
S63 Uniform Securities Agent State Law Examination 2005-10-05
  • S65 Uniform Investment Adviser Law Examination
    2022-03-29
  • S63 Uniform Securities Agent State Law Examination
    2005-10-05
Other Names
  • Gennady Shuster

View on SEC IAPD

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