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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-11-14 |
Branch Locations
257 Turnpike Rd Suite 300, Southborough, MA 01772 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Marlborough | MA | 07/2005 | Present |
| Pruco Securities, Llc. | Marlborough | MA | 07/2005 | 11/2024 |
| Unemployed | Ashland | MA | 02/2005 | Present |
| Lpl Enterprise, Llc | Marlborough | MA | 11/2024 | Present |
1) 03/05/2025- Librty Mutual Comparion agency- Property and Casualty- Sell of personal P@C products- inv. related- at Framingham, MA- start date 01/01/2025- 5hrs/mnth-5hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-05 |
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