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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-01-14 |
| TX | RA | APPROVED_RES | 2022-03-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Burlington | WI | 10/2011 | 03/2022 |
| Thrivent Financial For Lutherans | Appleton | WI | 01/2012 | 03/2022 |
| Lpl Financial Llc | Burlington | WI | 03/2022 | Present |
1) 02/28/2022 - Northern Lakes Financial Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 03/2022 - 160 Hr/Mth 2) 10/09/2023 - United Health Care - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 10/02/2023 - 2 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-02 |
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