Alec Fetterer

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-11-26
IA	RA	APPROVED	2025-11-25

TX RA
APPROVED

Since 2025-11-26
IA RA
APPROVED

Since 2025-11-25

Branch Locations

Davenport, IA • United States

2308 56Th Ave West, Bettendorf, IA 52722 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Bettendorf	IA	11/2025	Present
Transform Tutoring Llc	Davenport	IA	08/2014	Present
Ups	Davenport	IA	11/2024	01/2025

11/2025 → Present

Rbc Capital Markets, Llc

Bettendorf, IA
08/2014 → Present

Transform Tutoring Llc

Davenport, IA
11/2024 → 01/2025

Ups

Davenport, IA

Other Businesses

Owner of Transform Tutoring LLC. It is not investment related. Address 1551 Olde Brandy Lane, Davenport, IA 52807. Private part time freelance tutoring for the ACT test in the evenings around 7pm. It started in 2014. It requires about 16 hours a month. I devote zero time to it during securities trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-07-15

S66 Uniform Combined State Law Examination

2025-07-15

View on SEC IAPD