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Inactive

Thomas Toohill Childs

Djg Financial Services, Inc.

Darien, CT

CRD 3135747

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Employer firm

Djg Financial Services, Inc. CRD 146437

$95.1M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Djg Financial Services, Inc.

775 Pleasant Street, Suite 5, East Weymouth, MA 02189 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-01-15
  • CT RA
    APPROVED
    Since 2025-01-15

Branch Locations

Darien, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na New York NY 11/2016 07/2024
Mufg New York NY 07/2015 11/2016
Retired Darien CT 07/2024 01/2025
Djg Financial Services, Inc. Weymouth MA 01/2025 Present
  • 11/2016 → 07/2024
    Santander Bank, Na
    New York, NY
  • 07/2015 → 11/2016
    Mufg
    New York, NY
  • 07/2024 → 01/2025
    Retired
    Darien, CT
  • 01/2025 → Present
    Djg Financial Services, Inc.
    Weymouth, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-13
S63 Uniform Securities Agent State Law Examination 1998-11-13
  • S65 Uniform Investment Adviser Law Examination
    2024-12-13
  • S63 Uniform Securities Agent State Law Examination
    1998-11-13
Other Names
  • Tommy Childs
  • Tom Childs

View on SEC IAPD

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