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Tyler Gordon Winningham

Cetera Investment Advisers LLC

San Jose, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-11
  • CA RA
    APPROVED
    Since 2026-02-11

Branch Locations

737 N 1St St Ste 460, San Jose, CA 95112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc St Cloud MN 11/2025 Present
Worldwide Express Culver City CA 04/2016 10/2020
Auditboard Cerritos CA 11/2020 11/2025
Cetera Investment Advisers Llc San Jose CA 02/2026 Present
  • 11/2025 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 04/2016 → 10/2020
    Worldwide Express
    Culver City, CA
  • 11/2020 → 11/2025
    Auditboard
    Cerritos, CA
  • 02/2026 → Present
    Cetera Investment Advisers Llc
    San Jose, CA
Other Businesses

1.) WINNINGHAM WEALTH MANAGEMENT LLC, DBA FOR CETERA BUSINESS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-10
  • S66 Uniform Combined State Law Examination
    2026-02-10

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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