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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-02-05 |
Branch Locations
135 Us Highway 202/206 Suite 3, Bedminster, NJ 07921 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ciocca Automotive | Flemington | NJ | 11/2024 | 11/2025 |
| Unemployed | Frenchtown | NJ | 09/2024 | 11/2024 |
| Matt-Hat Jerky | Bethlehem | PA | 05/2024 | 09/2024 |
| Unemployed | Frenchtown | NJ | 02/2024 | 05/2024 |
| Automotive Keys Group | Vernon Hills | IL | 11/2023 | 02/2024 |
| Unemployed | Raritan | NJ | 09/2023 | 11/2023 |
| Jd Sports | Edison | NJ | 03/2023 | 09/2023 |
| Ecommerce Empire Builders | Philadelphia | PA | 03/2020 | 03/2023 |
| Unemployed | Piscataway | NJ | 06/2019 | 03/2020 |
| Software House International (Shi) | Piscataway | NJ | 08/2018 | 06/2019 |
| Unemployed | Piscataway | NJ | 05/2018 | 08/2018 |
| Rutgers Continuing Education | Somerset | NJ | 03/2018 | 05/2018 |
| Brown Brothers Harriman | Jersey City | NJ | 08/2017 | 03/2018 |
| Unemployed | North Brunswick | NJ | 10/2016 | 08/2017 |
| Bloomberg | Princeton | NJ | 09/2015 | 10/2016 |
| Lpl Enterprise Llc | Basking Ridge | NJ | 11/2025 | Present |
1. 10/30/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Frenchtown, NJ - INV REL - Start Date 10/30/2025 - 160hrs/mth | 160hrs during trading 2. 10/30/2025 - MATTHEW EUGENE GOGGIN N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Frenchtown, NJ - INV REL - Start Date 10/30/2025 - 160hrs/mth | 160hrs during trading 3. 03/12/2026-Ciocca Automotive-Sales Consultant-Outside/W-2 Employment-Not inv related-At Flemington, NJ-Start date 11/05/2024-168hrs/mth-80hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-04 |
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