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Richard T Cornfield

Diversified Financial Management Group, LLC

Burbank, CA

Monrovia, CA

Long Beach, CA

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Current Employers
Diversified Financial Management Group, Llc

3500 West Olive Avenue Suite 300, Burbank, CA 91505 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

3500 West Olive Avenue Suite 300, Burbank, CA 91505 • United States

Monrovia, CA • United States

3780 Kilroy Airport Way Suite 200, Long Beach, CA 90806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Diversified Financial Management Group, Llc Burbank CA 03/2010 Present
Previous Registrations
Other Businesses

I am also engaged in the sale of insurance company products in order to expand on the financial needs of clients.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-02-14
  • S65 Uniform Investment Adviser Law Examination
    2012-02-14

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · BURBANK, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Burbank, CA
J.P. MORGAN SECURITIES LLC · BURBANK, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Burbank, CA
LPL FINANCIAL LLC · BURBANK, CA
LPL FINANCIAL LLC · BURBANK, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Burbank, CA
J.P. MORGAN SECURITIES LLC · NORTH HOLLYWOOD, CA

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