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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-13
KS RA APPROVED 2026-02-27
  • TX RA
    APPROVED
    Since 2026-03-13
  • KS RA
    APPROVED
    Since 2026-02-27

Branch Locations

7500 College Blvd Suite 800, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kansas Wesleyan University Salina KS 01/2022 05/2025
Garibay Llc Manhattan KS 05/2022 08/2022
Cat Cans Llc Manhattan KS 05/2023 08/2023
Hampton Inn By Hilton Salina KS 05/2024 12/2024
Cetera Wealth Services, Llc El Segundo CA 11/2025 Present
Student Fargo ND 08/2015 12/2021
Unemployed Manhattan KS 05/2025 11/2025
Cetera Investment Advisers Llc Schaumburg IL 02/2026 Present
  • 01/2022 → 05/2025
    Kansas Wesleyan University
    Salina, KS
  • 05/2022 → 08/2022
    Garibay Llc
    Manhattan, KS
  • 05/2023 → 08/2023
    Cat Cans Llc
    Manhattan, KS
  • 05/2024 → 12/2024
    Hampton Inn By Hilton
    Salina, KS
  • 11/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2015 → 12/2021
    Student
    Fargo, ND
  • 05/2025 → 11/2025
    Unemployed
    Manhattan, KS
  • 02/2026 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-26
  • S66 Uniform Combined State Law Examination
    2026-02-26

View on SEC IAPD

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