Douglas Alan Moshofsky

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  Portland, OR
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2004-05-03 → 2009-06-01
  Citigroup Global Markets Inc.
  Portland, OR
  Portland, OR

Other Businesses

*254730- Moshofsky Family Partnership; Investment related No; Wilsonville; Oregon ; Investment/Finance/Banking; Managing Partner (proprietor, partner, officer, director, employee, trustee, agent); 02/2020; During business hours: 4; After business hours: 1; *376710 - Morgan Stanley; Investment related; Loan; Employee (proprietor, partner, officer, director, employee, trustee, agent); Jun 2019; During business hours: 0; After business hours: 0; Provide bridge loan for a home purchase. *501648 : Moshofsky Stanton LLC ; Investment related : Yes ; Portland ; Oregon ; Real Estate ; Managing Partner(proprietor, partner, officer, director, employee, trustee, agent) ; 6/2022 ; During business hours : 2 ; After business hours : 0 ; A *516882- Kingdom Advisors; Investment related: No; Atlanta, Georgia; Other; Study Group Leader (proprietor, partner, officer, director, employee, trustee, agent); 09/2022; During business hours: 1; After business hours: 1; Other

Exams

• S66 Uniform Combined State Law Examination
  2004-03-17
• S63 Uniform Securities Agent State Law Examination
  1998-11-13

Other Names

• Doug Moshoslay
• Douglas Moshofsky
• Douglas Alan Moshofslay