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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-06 |
| TX | RA | APPROVED_RES | 2016-04-19 |
| LA | RA | APPROVED | 2016-04-07 |
| NJ | RA | APPROVED | 2007-03-06 |
Branch Locations
Yamato Office Center 999 Yamato Road, Suite 300, Boca Raton, FL 33431 • United States
Boca Raton, FL • United States
302 Carnegie Center Suite 101, Princeton, NJ 08540 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Boca Raton | FL | 09/2006 | Present |
1. RENTAL 48 WIIINS STREET, PRICETON NJ 08540. LANDLORD REAL ESTATE. PROPIETER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-03 |
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