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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-06
TX RA APPROVED_RES 2016-04-19
LA RA APPROVED 2016-04-07
NJ RA APPROVED 2007-03-06
  • FL RA
    APPROVED
    Since 2024-11-06
  • TX RA
    APPROVED_RES
    Since 2016-04-19
  • LA RA
    APPROVED
    Since 2016-04-07
  • NJ RA
    APPROVED
    Since 2007-03-06

Branch Locations

Yamato Office Center 999 Yamato Road, Suite 300, Boca Raton, FL 33431 • United States

Boca Raton, FL • United States

302 Carnegie Center Suite 101, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Boca Raton FL 09/2006 Present
Other Businesses

1. RENTAL 48 WIIINS STREET, PRICETON NJ 08540. LANDLORD REAL ESTATE. PROPIETER.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-05
S63 Uniform Securities Agent State Law Examination 2005-10-03
  • S65 Uniform Investment Adviser Law Examination
    2007-03-05
  • S63 Uniform Securities Agent State Law Examination
    2005-10-03
Designations

View on SEC IAPD

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