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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-07 |
| NJ | RA | APPROVED | 2006-10-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Co | Ringwood | NJ | 08/2006 | Present |
| Principal Securities Inc | Ringwood | NJ | 10/2006 | Present |
**Unplanned Joy; Not Investment Related; Sheridan, WY; Board Member; voting on board matters and consulting on strategy; Start Date: 03/01/2021; 1 hrs per month; 0 during trading hours. **PRINCIPAL BANK/PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/25/2022 ADDRESS: Morris Corp Ctr 1 - C210, 300 Interpace Parkway, Parsippany NJ 07456, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal retirement account relationships across both the insurance/broker-dealer and bank/trust offerings of Principal. **ELEANOR G. HEWITT INTERMEDIATE SCHOOL PARENT TEACH ORGANIZATION POSITION: President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: 266 Sloatsburg Road, Ringwood NJ 07456, United States DESCRIPTION: Role is President of the Parent Teacher Organization for my daughter's school. Responsibilities include creating agenda, running Monthly PTO meetings (Sept 2026 - June 2027), presenting upcoming events to the school administration and parents. Role also includes liaising with the school Principal and the Board of Education throughout the school year, planning monthly activities and coordinating other members of the board.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-12 |
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