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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-07
NJ RA APPROVED 2006-10-06
  • TX RA
    APPROVED
    Since 2025-04-07
  • NJ RA
    APPROVED
    Since 2006-10-06

Branch Locations

Ringwood, NJ • United States

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Co Ringwood NJ 08/2006 Present
Principal Securities Inc Ringwood NJ 10/2006 Present
  • 08/2006 → Present
    Principal Life Insurance Co
    Ringwood, NJ
  • 10/2006 → Present
    Ringwood, NJ
Previous Registrations
Other Businesses

**Unplanned Joy; Not Investment Related; Sheridan, WY; Board Member; voting on board matters and consulting on strategy; Start Date: 03/01/2021; 1 hrs per month; 0 during trading hours. **PRINCIPAL BANK/PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/25/2022 ADDRESS: Morris Corp Ctr 1 - C210, 300 Interpace Parkway, Parsippany NJ 07456, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal retirement account relationships across both the insurance/broker-dealer and bank/trust offerings of Principal. **ELEANOR G. HEWITT INTERMEDIATE SCHOOL PARENT TEACH ORGANIZATION POSITION: President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: 266 Sloatsburg Road, Ringwood NJ 07456, United States DESCRIPTION: Role is President of the Parent Teacher Organization for my daughter's school. Responsibilities include creating agenda, running Monthly PTO meetings (Sept 2026 - June 2027), presenting upcoming events to the school administration and parents. Role also includes liaising with the school Principal and the Board of Education throughout the school year, planning monthly activities and coordinating other members of the board.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-12
  • S66 Uniform Combined State Law Examination
    2005-10-12
Designations
Other Names
  • Lara E Schneider
  • Lara Elinora Schneider

View on SEC IAPD

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