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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-02 |
Branch Locations
6101 Bollinger Canyon Road, Ste 367, San Ramon, CA 94583 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Oakland | CA | 06/2025 | 01/2026 |
| University Of California-Davis | Davis | CA | 08/2021 | 06/2025 |
| Bay Area Rapid Transit | Oakland | CA | 06/2024 | 08/2024 |
| Lao Family Community Development Inc | Oakland | CA | 08/2023 | 09/2023 |
| Bay Area Rapid Transit | Oakland | CA | 06/2023 | 08/2023 |
| Piikup | Oakland | CA | 07/2022 | 08/2022 |
| East Bay Asian Youth Center | Oakland | CA | 06/2020 | 06/2021 |
| Oakland High School | Oakland | CA | 08/2017 | 07/2021 |
| Edna Brewer Middle School | Oakland | CA | 08/2015 | 07/2017 |
| Equitable Advisors, Llc | San Francisco | CA | 01/2026 | 04/2026 |
| Unemployed | Oakland | CA | 04/2026 | 06/2026 |
| Lpl Financial, Llc | San Ramon | CA | 07/2026 | Present |
1.07/01/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name The Diamond Group Wealth Advisors; Investment Related; at Reported Business Location(s); Start Date 06/22/2026; 160hrs/mth; 120hrs during trading 2.07/31/2026; (Hybrid) Private Advisor Group; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 06/22/2026; 160hrs/mth; 0hrs during trading; I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 06/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-14 |
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