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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-02
  • CA RA
    APPROVED
    Since 2026-07-02

Branch Locations

6101 Bollinger Canyon Road, Ste 367, San Ramon, CA 94583 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Oakland CA 06/2025 01/2026
University Of California-Davis Davis CA 08/2021 06/2025
Bay Area Rapid Transit Oakland CA 06/2024 08/2024
Lao Family Community Development Inc Oakland CA 08/2023 09/2023
Bay Area Rapid Transit Oakland CA 06/2023 08/2023
Piikup Oakland CA 07/2022 08/2022
East Bay Asian Youth Center Oakland CA 06/2020 06/2021
Oakland High School Oakland CA 08/2017 07/2021
Edna Brewer Middle School Oakland CA 08/2015 07/2017
Equitable Advisors, Llc San Francisco CA 01/2026 04/2026
Unemployed Oakland CA 04/2026 06/2026
Lpl Financial, Llc San Ramon CA 07/2026 Present
  • 06/2025 → 01/2026
    Unemployed
    Oakland, CA
  • 08/2021 → 06/2025
    University Of California-Davis
    Davis, CA
  • 06/2024 → 08/2024
    Bay Area Rapid Transit
    Oakland, CA
  • 08/2023 → 09/2023
    Lao Family Community Development Inc
    Oakland, CA
  • 06/2023 → 08/2023
    Bay Area Rapid Transit
    Oakland, CA
  • 07/2022 → 08/2022
    Piikup
    Oakland, CA
  • 06/2020 → 06/2021
    East Bay Asian Youth Center
    Oakland, CA
  • 08/2017 → 07/2021
    Oakland High School
    Oakland, CA
  • 08/2015 → 07/2017
    Edna Brewer Middle School
    Oakland, CA
  • 01/2026 → 04/2026
    San Francisco, CA
  • 04/2026 → 06/2026
    Unemployed
    Oakland, CA
  • 07/2026 → Present
    Lpl Financial, Llc
    San Ramon, CA
Previous Registrations
Other Businesses

1.07/01/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name The Diamond Group Wealth Advisors; Investment Related; at Reported Business Location(s); Start Date 06/22/2026; 160hrs/mth; 120hrs during trading 2.07/31/2026; (Hybrid) Private Advisor Group; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 06/22/2026; 160hrs/mth; 0hrs during trading; I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 06/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-14
  • S66 Uniform Combined State Law Examination
    2025-10-14

View on SEC IAPD

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