Tommy Cho

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2026-07-23
CA	RA	APPROVED	2026-04-27
CT	RA	APPROVED	2026-04-27
NJ	RA	APPROVED	2026-04-27
NY	RA	APPROVED	2026-04-27
TX	RA	APPROVED	2026-04-27

WA RA
APPROVED

Since 2026-07-23
CA RA
APPROVED

Since 2026-04-27
CT RA
APPROVED

Since 2026-04-27
NJ RA
APPROVED

Since 2026-04-27
NY RA
APPROVED

Since 2026-04-27
TX RA
APPROVED

Since 2026-04-27

Branch Locations

Garrison, NY • United States

800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian	Rye Brook	NY	10/2025	04/2026
Nae Edison Llc	Brooklyn	NY	11/2023	03/2025
Deutsche Bank	New York	NY	08/2016	06/2025
Public Partnerships Home Care Llc	Latham	NY	04/2025	04/2026
Park Avenue Securities	Rye Brook	NY	04/2026	Present
Park Avenue Securities	Garrison	NY	04/2026	Present
Guardian Life Insurance Company	Rye Brook	NY	04/2026	Present
Guardian Life Insurance Company	Garrison	NY	04/2026	Present

10/2025 → 04/2026

Guardian

Rye Brook, NY
11/2023 → 03/2025

Nae Edison Llc

Brooklyn, NY
08/2016 → 06/2025

Deutsche Bank

New York, NY
04/2025 → 04/2026

Public Partnerships Home Care Llc

Latham, NY
04/2026 → Present

Park Avenue Securities

Rye Brook, NY
04/2026 → Present

Park Avenue Securities

Garrison, NY
04/2026 → Present

Guardian Life Insurance Company

Rye Brook, NY
04/2026 → Present

Guardian Life Insurance Company

Garrison, NY

Other Businesses

Caregiver personal assistant 02/01/2024 104-20 Queens Blvd 6Y Queens, NY 11375 50 hours per month 0 hours during securities trading hours not investment related Annual Percentage 10-25% Insurance brokering 03/19/2026 800 Westchester Ave Suite N409 Rye Brook, NY 10573 10 hours per month 8 hours during securities trading hours Yes investment related Annual Percentage less than 10%

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-02-11

S66 Uniform Combined State Law Examination

2026-02-11

View on SEC IAPD