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Steven Clifford Whiting Ii

Transamerica Financial Advisors, LLC

Hoffman Estates, IL

CRD 8182020

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Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-07-02
  • IL RA
    APPROVED
    Since 2026-07-02

Branch Locations

2000 Center Dr, Suite East C209, Hoffman Estates, IL 60192 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors Hoffman Estates IL 10/2025 Present
Wfgia Hoffman Estates IL 10/2024 Present
American Airlines Group Inc. Chicago IL 02/2023 Present
United Airlines Chicago IL 01/2012 02/2020
Fedex Memphis TN 03/2020 05/2022
National Airlines Orlando FL 06/2022 09/2022
Unemployed Orlando FL 09/2022 02/2023
  • 10/2025 → Present
    Transamerica Financial Advisors
    Hoffman Estates, IL
  • 10/2024 → Present
    Wfgia
    Hoffman Estates, IL
  • 02/2023 → Present
    American Airlines Group Inc.
    Chicago, IL
  • 01/2012 → 02/2020
    United Airlines
    Chicago, IL
  • 03/2020 → 05/2022
    Fedex
    Memphis, TN
  • 06/2022 → 09/2022
    National Airlines
    Orlando, FL
  • 09/2022 → 02/2023
    Unemployed
    Orlando, FL
Other Businesses

Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). American Airlines Group Inc. / Investment Related - No 1 Skyview Drive Fort Worth TX 76155 (682) 278-9000 Air Travel / Supervisor / 03/2023 160 hrs 0 hrs. Responsible for overseeing aircraft maintenance technicians in therepair and return to service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-25
  • S66 Uniform Combined State Law Examination
    2026-06-25

View on SEC IAPD

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