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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-17
NC RA APPROVED 2026-02-06
  • TX RA
    APPROVED
    Since 2026-03-17
  • NC RA
    APPROVED
    Since 2026-02-06

Branch Locations

4401 Randolph Rd, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 10/2020 Present
Benjamin Restaurant Group New York City NY 05/2016 06/2020
Unemployed New York City NY 07/2020 10/2020
Bank Of America, N.A. Charlotte NC 11/2025 Present
  • 10/2020 → Present
    Charlotte, NC
  • 05/2016 → 06/2020
    Benjamin Restaurant Group
    New York City, NY
  • 07/2020 → 10/2020
    Unemployed
    New York City, NY
  • 11/2025 → Present
    Bank Of America, N.A.
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-06
  • S66 Uniform Combined State Law Examination
    2026-02-06
Other Names
  • Alejandra Perez Orozco

View on SEC IAPD

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