Best Investors Account Sign in

Leonardo Urena Guzman

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dover, NJ

Colonia, NJ

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-09
NJ RA APPROVED 2026-01-02
  • TX RA
    APPROVED
    Since 2026-02-09
  • NJ RA
    APPROVED
    Since 2026-01-02

Branch Locations

15 W Blackwell St, Dover, NJ 07801 • United States

505 Inman Ave, Colonia, NJ 07067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dover NJ 10/2025 Present
Petco Closter NJ 02/2023 09/2025
Middlebury College Middlebury VT 09/2020 02/2025
Cresskill Highschool Cresskill NJ 09/2016 06/2020
Market Securities Llc New York City NY 06/2024 07/2024
Bank Of America, N.A. Dover NJ 11/2025 Present
  • 10/2025 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Dover, NJ
  • 02/2023 → 09/2025
    Petco
    Closter, NJ
  • 09/2020 → 02/2025
    Middlebury College
    Middlebury, VT
  • 09/2016 → 06/2020
    Cresskill Highschool
    Cresskill, NJ
  • 06/2024 → 07/2024
    Market Securities Llc
    New York City, NY
  • 11/2025 → Present
    Bank Of America, N.A.
    Dover, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-31
  • S66 Uniform Combined State Law Examination
    2025-12-31
Other Names
  • Leonardo Urena

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
PFS INVESTMENTS INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
LPL FINANCIAL LLC
KESTRA ADVISORY SERVICES, LLC
G. MARTIN MEYERS, P.C.

Other Investors

CHARLES FRANK HERBISON
MARCO ANTONIO BOBADILLA
Julian CorreaEstrada
CRAIG ALLEN STIX
Haris Hot
ADAM GREGORY DORFMAN
MITCHELL JOSEPH DORFMAN
WILLIAM PARISI

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · DOVER, NJ
PFS INVESTMENTS INC. · DOVER, NJ
STATE FARM INVESTMENT MANAGEMENT CORP. · Dover, NJ
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Rockaway, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · DENVILLE, NJ
LPL FINANCIAL LLC · RANDOLPH, NJ
PFS INVESTMENTS INC. · DENVILLE, NJ
KESTRA ADVISORY SERVICES, LLC · Denville, NJ

More in Dover, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor